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April 19-23 2010

START DATE

END DATE

May 27 2010

BNY AIS Nominees Limited and others v. New Stream Capital Fund Limited

COURT:

LAW:

JUDGE(S):

CLAIMANT'S LAWYER:

DEFENDANT'S LAWYER:

The Supreme Court of Bermuda

Commercial Law Segregated Accounts Companies Act 2000

Hon. Justice Ian Kawaley

Mr. Jan Woloniecki & Mr. Alex Jenkins of Attride-Stirling & Woloniecki

Mr. Thomas Lowe QC of Counsel & Mr. Mark Chudleigh & Mr. Cameron Hill of Sedgwick Chudleigh

FACTS OF THE CASE:

The plaintiffs, BNY AIS Nominees Ltd. and various investment funds, challenged a restructuring plan implemented by New Stream Capital Fund Ltd. ("New Stream"). The plaintiffs, as holders of segregated account shares, argued that their investment rights had been unlawfully altered under the plan, which consolidated assets across different investment classes. The plan was approved without the plaintiffs? consent, allegedly violating New Stream?s bye-laws and the Segregated Accounts Companies Act 2000. The plaintiffs sought a declaration that the restructuring was unlawful and requested the appointment of a receiver to manage their interests.

SUMMARY:

(1) Did the restructuring plan violate the Segregated Accounts Companies Act? (2) Were investor rights improperly altered without consent? (3) Should a receiver be appointed to manage the affected investment accounts?

OUTCOMES:

Court found that the restructuring was in breach of the Segregated Accounts Companies Act and bye-laws, but declined to appoint a receiver, instead ordering amendments to the plan to ensure compliance with Bermuda law.

RULED IN FAVOUR OF:

BNY AIS Nominees Ltd. et al. (Plaintiffs).

PLAINTIFF/CLAIMANT

DEFENDANT:

DURATION (DAYS):

ISSUES:

RELEVANCE:

RULING:

RULING TYPE:

CASES CITED:

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BNY AIS Nominees Limited and others v. New Stream Capital Fund Limited

The plaintiffs, BNY AIS Nominees Ltd. and various investment funds, challenged a restructuring plan implemented by New Stream Capital Fund Ltd. ("New Stream"). The plaintiffs, as holders of segregated account shares, argued that their investment rights had been unlawfully altered under the plan, which consolidated assets across different investment classes. The plan was approved without the plaintiffs? consent, allegedly violating New Stream?s bye-laws and the Segregated Accounts Companies Act 2000. The plaintiffs sought a declaration that the restructuring was unlawful and requested the appointment of a receiver to manage their interests.

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