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3/24/2016

START DATE

END DATE

27-Jun-16

Capital Partners Securities Co. Ltd v Sturgeon Central Asia Balanced Fund Ltd

COURT:

LAW:

JUDGE(S):

CLAIMANT'S LAWYER:

DEFENDANT'S LAWYER:

Supreme Court of Bermuda

Commercial Law

IAN RC KAWALEY CJ

Mark Diel Katie Tornari Marshall (Diel & Myers Limited)

Steven White (Cox Hallett Wilkinson Limited)

FACTS OF THE CASE:

Plaintiff sought rectification of the Fund's share register to reflect transfer of shares to CPS initially to wind up the Defendant. The Defendant delayed registering the transfer citing AML/KYC concerns. The court found Defendant's refusal after the statutory time limit unjustified and ordered rectification of the register.

SUMMARY:

rectification of share register compliance with AML/KYC laws. Outcomes: Order for rectification of share register costs payable by Defendant.

OUTCOMES:

RULED IN FAVOUR OF:

In Favour Of Plaintiff/Claimant

PLAINTIFF/CLAIMANT

DEFENDANT:

DURATION (DAYS):

ISSUES:

RELEVANCE:

RULING:

RULING TYPE:

CASES CITED:

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Capital Partners Securities Co. Ltd v Sturgeon Central Asia Balanced Fund Ltd

Plaintiff sought rectification of the Fund's share register to reflect transfer of shares to CPS initially to wind up the Defendant. The Defendant delayed registering the transfer citing AML/KYC concerns. The court found Defendant's refusal after the statutory time limit unjustified and ordered rectification of the register.

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